Arctic Asset Management - Establishment of client relationship

Tax information

Please state all countries where the Client is domiciled or resident for tax purposes:

Arctic Asset Management AS is required to report information to local tax authorities of where account holders and beneficial owners are domiciled or resident for tax purposes.

Entities are considered to be domiciled for tax purposes in the country in which they are domiciled for tax under the relevant country's internal law based on the location of the management's offices, foundation and registration, etc. An entity can be domiciled in several countries for tax purposes.

Contact local tax authorities in respective countries to clarify tax obligation and tax identification number ("TIN").

American citizens are liable to tax in the USA on the basis of their citizenship. This must be identified for beneficial owners under the section Ownership.

In which countries is the Client domiciled or resident for tax purposes? *

"TIN" *

Settlement information

How to receive contract notes?

Contract notes sent by: *

Contact person settlement

Contact person number 1

First name *

Surname *

E-mail *

Phone *

Settlement instructions

Do you have a Norwegian bank account?

Yes

No

Norwegian bank account number. *

Ownership

Please state, if any, the Client's parent company. *

Yes

No

Please state, if any, the Client's beneficial owners. *

Arctic Asset Management AS undertakes to check whether the Client has any beneficial owners.
Beneficial owners are natural persons who alone or together with close family members *, directly or indirectly owns or controls more than 25% of the Client, or somehow exercise power over the Client.
If a person is a sole owner of a company, the person is considered a beneficial owner with 100% ownership in the Client and required to check the box "Yes" below.

Yes

No

Order authorisation

The Client confirms that Arctic Asset Management AS does not have any responsibility for exceeding any authorisation limits that are agreed between the Client and the authorised individual regarding which financial instruments that may be traded, amount restrictions or otherwise. The order authorisation shall apply until revoked by the Client by written notice to Arctic Asset Management AS. A revocation shall take effect from the time Arctic Asset Management AS is aware of the same.

The following persons may make investment decisions on behalf of the Client, give settlement instructions, and manage the Client's cash and custody account.

Please state complimentary information about the Client's order authorisation holders. *

Order authorisation holder holder number 1

First name *

Surname *

Citizenship *

Does the person have multiple citizenships? *

Yes

No

Personal identity number/D-number (Norwegian) *

E-mail *

Phone *

Address *

Postcode *

Postal area *

Country *

Professional role or employment *

Education *

Does the person have more than 12 months of experience with financial instruments in a professional context? *

Yes

No

Previous investments in mutual funds: *

Equity funds

Fixed income funds

None

Politically Exposed Persons

According to the Norwegian Anti-Money Laundering Directive, Arctic Asset Management AS is obligated to perform enhanced control of politically exposed persons (“PEP's”) and of clients with a high risk of money laundering and terrorist financing.

In that relation, Arctic Asset Management AS may screen clients, beneficial owners, and persons authorised to operate the relationship on behalf of the Client towards public sanctions- and PEP-lists in connection with the establishment and the maintenance of the client relationship.

Are any of the Client's executives, beneficial owners, or any person authorised to operate the relationship on behalf of the Client considered to be a politically exposed person? *

Yes

No